Wealth Enhancement Group
Brokerage Operations Associate (Remote)
7 days agoJob Description
- Req#: R-101877
Employer Industry: Wealth Management Firm
Why consider this job opportunity:
- Salary up to $60,000.00, exclusive of bonuses and benefits
- Eligible for an annual corporate bonus
- Comprehensive benefits package including medical, dental, and vision coverage
- 401k with match and profit sharing, along with paid parental and caregiver leave
- Opportunity for career advancement and professional development
- Flexible remote work opportunity
What to Expect (Job Responsibilities):
- Perform operational activities between the broker/dealer and the clearing firm
- Review daily reports and evaluate findings related to regulatory compliance
- Process check deposits received from advisors and clients through the remote deposit system
- Monitor and complete requests in the Salesforce Operations queue from platform and advisor teams
- Serve as a point of contact for advisor teams and custodian teams to resolve operational issues
What is Required (Qualifications):
- College degree or equivalent work experience
- Minimum of 2 years of financial industry experience
- Excellent communication skills with heavy phone usage required
- Strong process management skills and attention to detail
- Proficient with Microsoft Office
How to Stand Out (Preferred Qualifications):
- FINRA Series 7 and SIE certifications preferred
- FINRA Series 24 certification preferred
- Strong problem-solving skills
- Experience with Salesforce operations
#WealthManagement #RemoteWork #CareerOpportunity #FinancialServices #ProfessionalDevelopment
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We are not the EOR (Employer of Record) for this position. Our role in this specific opportunity is to connect outstanding candidates with a top-tier employer.About the company
Discover Wealth Enhancement Group - an independent firm offering a comprehensive, team-based approach to wealth management.
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