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Overview of JNAM

Jackson National Life Insurance Company (Jackson) offers products, tools, and support designed to help Americans plan for a retirement with purpose. Jackson National Asset Management, LLC (JNAM) is the investment manager responsible for selecting and monitoring the asset managers of the JNL Funds – a series of proprietary mutual funds that facilitates investment freedom for contract owners within the Jackson variable annuity platform. JNAM is also responsible for providing accounting and administrative services for the Funds. In addition, JNAM directly manages several risk-based multi-strategy fund-of-fund offerings available exclusively through Jackson products.

Working in JNAM

At JNAM, we pursue individuals who exhibit dedication and willingness to learn in a high performing culture. We encourage collaboration and give our associates and leaders the freedom to speak openly and share new ideas. Our values guide our internal conduct and help define meaningful internal and external relationships. We attract and retain talent who believe in our culture and take ownership in delivering results.

As one of Chicago’s largest money managers, and a top 15 mutual fund complex in the US, working at JNAM provides the opportunity to work with complex investment offerings and well-known investment management firms. Our investment partners are selected and monitored through a rigorous due diligence process focused on performance, repeatability, operations, oversight, and fit.

We value our people:

• Fair pay, pay-for-performance, and competitive benefits

• Talent development

• D&I: Business Resource Associate Groups (BRAGs)

• Emotional well-being

• Financial wellness

We value our community:

• Charitable giving to communities

• Financial education

• Associate volunteerism and giving

Job Purpose

The Compliance Analyst, JNAM is responsible for conducting forensic testing and audit activities at the direction of management to ensure compliance with policies and procedures and regulatory requirements, which are the foundation of the JNAM and JNL Funds' Compliance Program. The Compliance Analyst also assists with Code of Ethics oversight process, drafts policies and procedures, performs sub-adviser and service provider oversight review, generates quarterly Board reporting, participates in various projects including leading initiatives, and assists management with reporting required by JNAM's parent company, Jackson Financial Inc.

Essential Job Responsibilities

• Conduct forensic testing of compliance procedures as well as regulatory and legal requirements.

• Oversee the Code of Ethics process and works with JNAM staff to resolve personal trading issues.

• Prepares and submits regulatory filings.(e.g., Form ADV, Form PF) Monitor regulatory developments. Participate in industry forums and industry working groups on legal and regulatory matters.

• Draft memoranda on compliance related issues for management and JNL Funds’ Board.

• Supports management in the implementation of the Compliance Program.

• Develops and/or modifies compliance policies and procedures and reference material.

• Conducts research on rules and regulations to determine impact on company procedures, and makes recommendations.

• Provide responses to questions and provides guidance to various internal stakeholders.

• Respond to inquiries from internal stakeholders about regulatory requirements.

• Responsible for managing one or more processes and may manage cross functional projects. Identifies relevant connections and areas of opportunity within the broader compliance function.

• Demonstrates superior characteristics in terms of quality work product, dependability, attitude, and overall willingness to contribute to team goals.

• Attends stakeholder meetings and other regular touchpoints with Jackson and JNAM departments as a liaison of Compliance

• Participates in regular meetings with the Compliance management team

• Performs reviews to ensure compliance with relevant financial industry regulations.

• Gathers information and research, and prepares responses to inquiries from internal stakeholders about regulatory requirements.

• Prepares and submits regulatory filings, under the direction of superiors.

• Remains current on relevant regulatory matters.

• Participates in processes and projects as requested by management.

Other Duties

• Performs other duties and/or projects as assigned.

Knowledge, Skills & Abilities

• Working knowledge of asset management operations preferred.

• Ability to understand regulations applicable to JNAM, including Investment Company Act of 1940, as amended, the Investment Advisers Act of 1940, as amended, and other Federal Securities law.

• Knowledge of financial industry regulations.

• Solid project management skills; ability to prioritize, coordinate with others and follow through on projects.

• Strong verbal and written communications skills.

• Strong analytical and problem solving skills. Ability to identify issues, formulate solutions and determine when to elevate issues to management.

• Ability to prioritize and meet deadlines.

• Ability to establish and maintain effective working relationships with superiors and colleagues.

• Ability to work independently with supervision.

• Ability to multi-task and be flexible.

• Working knowledge of Microsoft Office tools (Word, Access, Outlook, Excel).

• Ability to work effectively in a team environment.

• Ability to maintain a high degree of confidentiality and professionalism.

Qualifications

• Bachelor's Degree or equivalent experience required.

• 2+ years of relevant professional experience (financial services, compliance, legal, regulatory, risk, etc.) required.

The above statements are intended to describe the general nature and level of work being performed by people assigned to this classification. They are not to be construed as an exhaustive list of all job duties performed by the personnel so classified.

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We don't just accept difference - we celebrate it, we support it, and we thrive on it for the benefit of our employees, our products and our community. Jackson is proud to be an equal opportunity workplace. The Company subscribes to and endorses federal and state laws and regulations relating to equal employment opportunity for all persons without regard to race, color, religion, gender, age, national origin, legally-recognized disability, marital status, legally-protected medical condition, citizenship, ancestry, height, weight, sexual orientation, veteran status, or any other factor not related to the needs of the job. The Company is committed to a policy of equal opportunity. Company facilities and campuses are tobacco-free environments.