Oaktree Capital Management
Compliance Intern - Summer 2024
This job is now closed
Job Description
- Req#: 2023-338
Assisting and reviewing compliance surveillance reports
Assisting with the ongoing compliance and reporting obligations associated with Oaktree’s UK regulated entities
Assisting in activities associated with Oaktree’s Code of Ethics and Personal Trading policies and the Supplemental UK Compliance Manual
Participating in ad-hoc regional and global compliance projects
Exceptional analytical skills
Proficiency with Microsoft Office with a specific emphasis on Word, Excel, Outlook, PowerPoint
General knowledge of securities and/or securities markets (optional)
A strong interest in Compliance and willingness to learn a great deal about alternative asset management
Outstanding initiative and a strong work ethic
Excellent interpersonal, written and verbal communication skills
Detail oriented with strong organizational skills
Team-oriented and possesses strong integrity and professionalism
Able to handle highly confidential and sensitive information with propriety
Company overview
Oaktree is a leader among global investment managers specializing in alternative investments, with $183 billion in assets under management as of September 30, 2023. The firm emphasizes an opportunistic, value-oriented and risk-controlled approach to investments in credit, private equity, real assets and listed equities. The firm has over 1,200 employees and offices in 21 cities worldwide. We believe our competitive advantage includes our uniform investment philosophy, global platform and most importantly, our highly skilled employees. Oaktree is committed to cultivating a culture that encourages collaboration, intellectual stimulation, training and career development, diversity and inclusion and support to our communities through philanthropy.
For additional information please visit our website at www.oaktreecapital.com .
Scope and Responsibilities
Oaktree is seeking an undergraduate or masters program summer intern to spend 8-weeks within the Compliance Department.
The Compliance department ensures Oaktree operates in accordance with the applicable regulations, laws, and internal policies required of asset managers, while also supporting the commercial needs of the business. Compliance performs a variety of functions, including reviewing firm and personal trading, writing procedures and policies for investment and operational teams, training staff on regulatory obligations and leveraging technology for surveillance of firm activities. The Compliance internship would assist in the day to day Compliance responsibilities associated with Oaktree’s UK regulated entities and staff.
Responsibilities include:
Experience required
Personal attributes
Education
Currently pursuing a Bachelor’s or Masters degree from a top university or college.
Equal Opportunity Employment Policy
Oaktree is committed to diversity and to equal opportunity employment. Oaktree does not make employment decisions on the basis of race, creed, color, ethnicity, national origin, citizenship, religion, sex, sexual orientation, gender identity, gender expression, age, past or present physical or mental disability, HIV status, medical condition as defined by state law (genetic characteristics or cancer), pregnancy, childbirth and related medical conditions, veteran status, military service, marital status, familial status, genetic information, domestic violence victim status or any other classification protected by applicable federal, state and local laws and ordinances. This policy applies to hiring, placement, internal promotions, training, opportunities for advancement, recruitment advertising, transfers, demotions, layoffs, terminations, recruitment advertising, rates of pay and other forms of compensation and all other terms, conditions and privileges of employment. This policy applies to all Oaktree applicants, employees, clients, and contractors. Staff members wishing to report violations or suspected violations of this policy should contact the head of their department or Human Resources.
About the company
Oaktree Capital Management is an American global asset management firm specializing in alternative investment strategies.
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