• Job Description

  Req#: 210481185

  As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

  Job Summary:

  As the individual who takes on this role, you’ll be centrally involved in all aspects of the financial product sales, trading and clearing. You’ll work as part of a team that gives advice to internal stakeholders on the impact of regulatory requirements. You’ll also provide input on new business strategies, product lines, policies and education, operational processes, risk mitigation and control. This role will have a specific focus on assisting the regional Equities Compliance team cover derivative business, including Futures and Listed Options Execution and Clearing. The Equities business in Asia has its hub Hong Kong with significant presence in across Asia Pacific locations.

  Job responsibilities

  • Compliance coverage responsibility for the Equities business regionally, with a general focus on derivatives products (listed and OTC);
  • Ongoing assessment of regulatory and compliance risks inherent in existing and proposed business activities and initiating, coordinating and delivering process enhancements where required.
  • Deal with regulatory updates, development and inquiries in the region;
  • Liaise with Global Compliance counterparts in order to communicate APAC issues as well as stay abreast of global initiatives;
  • Review new products and initiatives from Compliance perspective;
  • Assist in the design, development, implementation and ongoing operation of the Compliance program;
  • Prepare and deliver Compliance training materials in Hong Kong and across Asia;
  • Draft and manage the roll out of Compliance policies, procedures and guidelines and any associated requirements.
  • Liaise with country and corporate compliance groups as well as other corporate control functions such as Operations, Technology, Finance, Tax and Legal as required.

  Required qualifications, capabilities, and skills

  • Bachelor’s Degree in Finance, Economics or other related disciplines
  • Minimum 8 years of experience within a securities firm, bank or an equivalent financial institution in the Asia Pacific Region, with experience in equities products
  • Familiarity with listed derivatives trading and clearing rules and cross border related regulations preferred, such as India ODI, Asia ID markets / foreign investment regimes;
  • Excellent interpersonal and influencing skills, with the ability to establish credibility and partnership with senior business leaders
  • Analytical, problem-solving and organizational skills, as well as the ability to manage several simultaneous projects
  • Ability to multi-task, prioritize and project manage complex issues
  • Ability to work independently and as part of a team
  • Inquisitive with a keen eye for detail.

• About the company

  J.P. Morgan is a leader in financial services, offering solutions to clients in more than 100 countries with one of the most comprehensive global product platforms available. We have been helping our clients to do business and manage their wealth for more than 200 years. Our business has been built upon our core principle of putting our clients'​ interests first.

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