This job is now closed
Job Description
- Req#: 294040BR
•candidate is expected to have background and experience of Financial Crime Prevention related statutory and regulatory requirements such as PMLA, Regulatory guidelines around KYC/AML (RBI&SEBI), Sanctions, Anti Bribery and Corruption.
•knowledge of statutory and regulatory reporting obligations e.g. FIU India, RBI, SEBI relating to KYC / AML area.
•understanding and fair knowledge of product licenses / features under RBI and SEBI regulations (e.g. Banking products, Investment Bank, Portfolio Management, Broker Dealer & Mer-chant Bank etc.).
• experience to interact with regulators and handling inspections.
• prior experience as MLRO/Head of FCP preferred.
#LI-SS1About the company
UBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer in the United States of America.
Notice
Talentify is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or protected veteran status.
Talentify provides reasonable accommodations to qualified applicants with disabilities, including disabled veterans. Request assistance at accessibility@talentify.io or 407-000-0000.
Federal law requires every new hire to complete Form I-9 and present proof of identity and U.S. work eligibility.
An Automated Employment Decision Tool (AEDT) will score your job-related skills and responses. Bias-audit & data-use details: www.talentify.io/bias-audit-report. NYC applicants may request an alternative process or accommodation at aedt@talentify.io or 407-000-0000.