About this role:

Wells Fargo is seeking an Investment Portfolio Control Consultant who will be responsible for analyzing client investments and providing feedback directly to Financial Advisors (FAs) related to investment risk on the FA Directed platform. The employee will collaborate with and support more senior consultants in the group who will be implementing the rationalization and resolution of select client accounts based on investment risk working directly with FAs. This role may include leveraging sophisticated third-party tools and internal reporting to advise advisors on how to analyze portfolio risk relative to the declared benchmark.

In this role, you will:

• Identify, assess, and mitigate current and emerging investment risk.

• Provide an aggregate view of portfolio risk and serve as a subject matter expert for monitoring investment risk.

• Perform various moderately complex activities related to assessing portfolio risk exposures.

• Analyzes findings and assesses effectiveness of portfolio asset allocation strategies.

• Consult and provide input into investment processes and governance. Produces daily, monthly, quarterly and annual investment risk reports for Sr. Management.

• Utilize multiple complex data sources; compiles and mines sources to achieve data needs for analyses. Adheres to data management / data governance regulations and policies for data integrity.

• Work with advisors on a daily basis providing investment risk data, reviewing investment strategies and benchmarks, and identifying key risk in client accounts.

• Support an internal committee with various tasks (e.g., creating PDFs, monthly/quarterly reporting, taking minutes, updating SharePoint site, etc.)

Required Qualifications:

• 2+ years of investment portfolio control experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• FINRA registration including Series 7 (or FINRA recognized equivalents)

• FINRA registration including Series 66 (or FINRA recognized equivalents)

• Experience working with FactSet

• Intermediate Microsoft Excel skills

• Strong analytical skills with high attention to detail and accuracy

• Ability to prioritize work, meet deadlines, achieve goals and work under pressure in a dynamic and complex environment

• Excellent verbal, written, and interpersonal communication skills

• A BS/BA degree or higher in accounting, finance or economics

• Chartered Financial Analyst (CFA) designation or demonstrated progress toward the designation

Job Expectations:

• Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position

• FINRA Series 7 and 66 examinations, or equivalent must be completed within either a 90 or 180-day time period following commencement of employment, depending upon the number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance

• Compliance with state law registration and licensing requirements is mandatory

• In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply

• Additional requirements include meeting enhanced financial fitness and criminal background standards

• Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance

• For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required

• This position is not eligible for Visa sponsorship.

• This position offers a hybrid work schedule.

• This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

Work Location:

• 1 N. Market Street; St. Louis, MO 63103

• 550 S. Tryon Street; Charlotte, NC 28202

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.