LPL Financial

Ops Specialist, Cash Management


Pay$13.69 - $20.54 / hour
LocationFort Mill/South Carolina
Employment typeFull-Time

This job is now closed

  • Job Description

      Req#: R-033835

      Are you a team player? Are you curious to learn? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you!

      LPL Financial (NASDAQ: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.

      Job Overview:

      The Operations Specialist in Money Desk Disbursements is part of a department that receives and conducts a series of quality assurance and threshold reviews to verify outgoing money movement is in good order. While much of this role involves operational process, it also includes regular contact with internal and external clients.

      Responsibilities:

      • Processing move money tool error queues, Documentum (DCTM) queues, residual journal requests (for retirement and non-retirement products), remediation checks issue, and returned wires

      • Reviewing complex not in good order (NIGO) items

      • Managing department mailboxes for escalation and support

      • Contacting internal and external clients

      • Assisting with testing and projects as needed

      Requirements:

      • 1+ years general brokerage industry knowledge and previous customer service experience

      • 1+ years of experience with Microsoft Office

      Core Competencies:

      • Strong customer focus and extremely organized

      • Excellent verbal and written skills

      • Excellent time-management skills

      • Attention to detail

      • Ability to problem solve, articulate requirements and escalate when necessary

      • Solid understanding risks of the financial services industry

      • Ability to work in an agile environment and multi-task in a fast-paced deadline-driven environment

      • Ability to collaborate across departments

      • Ability to adapt to change

      Preferences:

      • Experience with SharePoint

      • Understanding of BETA (mainframe), Documentum, and/or Dynamics

      #LI-EC


      Pay Range:

      $13.69-$20.54/hour


      Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!


      Why LPL?

      At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential.

      We are one team on one mission. We take care of our advisors, so they can take care of their clients.

      Because our company is not too big and not too small, you can seize the opportunity to make a real impact. We are committed to supporting workplace equality, and we embrace the different perspectives and backgrounds of our employees. We also care for our communities, and we encourage our employees to do the same. This creates an environment in which you can do your best work.

      Want to hear from our employees on what it’s like to work at LPL? Watch this!

      We take social responsibility seriously. Learn more here

      Want to see info on our benefits? Learn more here

      Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

      Information on Interviews:

      LPL will only communicate with a job applicant directly from an @lp lfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card. Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (800) 877-7210.

  • About the company

      LPL Financial Holdings Inc was founded in 1968 and is considered the largest independent broker-dealer in the United States.

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