UBS
Regional Wealth Management Compliance Officer
This job is now closed
Job Description
- Req#: 292605BR
• previous experience in wealth management, compliance, audit and supervision required
• excellent understanding of US Wealth Management industry rules and regulations (e.g., FINRA, SEC, CFTC, NFA)
• a leader with a strong work ethic and attention to detail having good organizational and time management skills
• able to influence others to make positive decisions, resolve conflicts and exercise sound judgment under pressure
• excellent written and verbal communication skills, with the ability to persuasively communicate complex issues succinctly and clearlyAbout the company
UBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer in the United States of America.
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