Canadian Imperial Bank of Commerce
Senior Analyst, Investment Controls
This job is now closed
Job Description
- Req#: 2403453
You have compliance experience, preferably asset management experience.
Experience with Bloomberg Compliance/Violations Manager, ThinkFolio compliance functionality, or similar compliance platforms (e.g. Fidessa Sentinel, Charles River Compliance, etc.).
You are knowledgeable of relevant regulatory requirements, including securities legislation, pension and insurance legislation.
You have well developed data analysis skills for tracking, identifying and analyzing trends, root causes in issues or exceptions.
Knowledge of derivatives, advanced knowledge of macros, Access databases, VBA, querying languages are assets.
You are a capable communicator with the ability to translate technical issues clearly and concisely to all stakeholders.
You give meaning to data. You enjoy investigating complex problems and making sense of information. You communicate detailed information in a meaningful way.
You know that details matter. You notice things that others don't. Your critical thinking skills help to inform your decision making.
You're motivated by collective success. You know that teamwork can transform a good idea into a great one. You know that an inclusive team that enjoys working together can bring a vision to life.
You embrace and advocate for change. You continuously evolve your thinking and the way you work in order to deliver your best.
Your influence makes a difference. You know that relationships and networks are essential to success. You inspire outcomes by sharing your expertise with a demonstrated ability to remain objective, tactful and diplomatic.
You have a university degree in a relevant discipline. It’s an asset if you are pursuing a CFA designation.
Values matter to you. You bring your real self to work and you live our values - trust, teamwork, and accountability.
We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.
Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.
CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com
You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.
We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.
At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
To learn more about CIBC, please visit CIBC.com
What you'll be doing
Reporting to the Senior Manager, Investment Controls, the Senior Analyst, Investment Controls is responsible to provide the first level of oversight of CAM retail, institutional and private wealth investment mandates, which employ multi-asset class investment solutions. The group establishes processes and procedures to ensure portfolio holdings and transactions are compliant with legislative and investment policy guidelines/statements. The Sr. Analyst will establish policies and processes for pre and post-trade compliance monitoring. They will develop, implement and document policies and procedures in accordance with standards set forth by various regulatory bodies, CIBC Asset Management, Legal, Compliance and perform effective monitoring and reporting oversight of portfolio manager’s investment processes to provide reasonable assurance that that all regulatory and client-specific investment requirements are adhered to.
At CIBC we enable the work environment most optimal for you to thrive in your role. Y ou’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 1-3 days per week on-site, while other days will be remote.
How you'll succeed
Who you are
What CIBC Offers
At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.
*Subject to plan and program terms and conditions
What you need to know
Job Location
Toronto-161 Bay St., 22ndEmployment Type
RegularWeekly Hours
37.5Skills
Accountability, Asset Management, Business Monitoring, Ensure Compliance, Investments, Policy Procedures, Prioritization, Trade ControlAbout the company
The Canadian Imperial Bank of Commerce, commonly referred to as CIBC, is one of the "Big Five" banks in Canada.
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