• Job Description

  Req#: R-321360

  About this role:

  Wells Fargo is seeking a Senior Financial Crimes Specialist...

  
  In this role, you will:

  • Lead or participate in moderately complex initiatives and deliverables within functional area and contribute to large-scale planning related to functional area deliverables
  • Investigate, research, examine, and report complex financial crimes transactions, policy violations and suspicious situations with high levels of risk
  • Perform risk evaluation and modeling to provide input and recommendations for financial crimes strategies and models
  • Evaluate the adequacy and effectiveness of policies, procedures, processes and internal controls
  • Conduct data and onsite reviews, review findings, determine risk level and recommend resulting fraud prevention strategies
  • Perform investigative research, root cause assessment and consulting regarding highly complex financial crimes transactions, policy violations and suspicious situations with moderate to high risk
  • Perform detailed examination to detect transactional and relationship patterns, trends, anomalies and schemes across multiple businesses or products
  • Act as an escalation point for more complex cases
  • Resolve moderately complex issues and lead a team to meet deliverables
  • Partner closely with leadership to develop strategies to minimize financial crime portfolio risk through innovative methods with the ultimate goal of maximizing profits
  • Provide leadership within the team
  • Serve as a liaison and represent the organization in handling court appearances, depositions, mediations, and arbitrations
  • Collaborate and consult with peers, colleagues and mid-level managers to resolve issues and achieve goals
  • Lead projects, teams or serve as a mentor for less experienced staff
  • Develop and deliver a wide range of training for individuals involved in issue detection
  • Interact internally and externally to conduct investigations or to address risk management

  
  Required Qualifications, US:

  • 5+ years of experience in a Compliance or Financial Crimes program, including support to program governance and issue management
  • Provide effective oversight, identification, and resolution of identified control issues
  • Demonstrated experience in working in Anti-Money Laundering (AML) transaction monitoring programs, including coverage assessment and risk identification
  • Experience with assessing AML indicators or red flags from multiple sources
  • Aptitude for synthesizing data to 'form a story'

  
  Required Qualifications, International:

  • 5+ years of experience in a Compliance or Financial Crimes program, including support to program governance and issue management
  • Provide effective oversight, identification, and resolution of identified control issues
  • Demonstrated experience in working in Anti-Money Laundering (AML) transaction monitoring programs, including coverage assessment and risk identification
  • Experience with assessing AML indicators or red flags from multiple sources
  • Aptitude for synthesizing data to 'form a story'

  
  Desired Qualifications:

  • Master’s Degree in public policy, finance/economics
  • Prior Experience enhancing AML Monitoring Models and Systems.
  • Demonstrated experience supporting BSA/AML and sanctions monitoring systems for global multi-channeled financial institution
  • Intellectually curious, enjoy solving problems

  
  Job Expectations:

  We Value Diversity

  At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

  Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

  Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

  Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

  Drug and Alcohol Policy

  Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

• About the company

  Wells Fargo & Company is an American multinational financial services company with corporate headquarters in San Francisco.

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