• Job Description

  Req#: 3376
  About Rockefeller Capital Management
  
  
  Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 30 markets throughout the United States, as well as an office in London. The Firm oversees $133 billion in client assets as of March 31, 2024.
  
  Position
  
  
  Program Overview
  Rockefeller Capital Management offers a distinctive Summer Analyst Program experience as a premier independent financial advisory firm. Our diversified businesses, boutique size, and entrepreneurial culture shape a dynamic, personalized experience for our Analysts.
  
  Our Summer Analyst program is a ten-week (June-August) internship program designed to provide an opportunity to experience the culture and atmosphere of Rockefeller Capital Management. Summer Analysts will be fully immersed in the day-to-day activities of the business providing opportunities to learn, grow, and excel.
  
  Key highlights of the program include:
  • Mentorship program to support learning and development.
  • Weekly speaker series to promote a deep understanding of the firm, our culture and share personal perspectives from employees.
  • Intensive training on our business model and how employees of the firm contribute to achieving our goals.
  • Frequent connectivity with other Summer Analysts and our program team.
  • Round table discussions on current events with macro and micro relevance to our business.
  • Opportunities to exchange ideas and network with peers, mentors, and senior leaders throughout the firm.
  Eligibility and Selection Criteria
  To be eligible for consideration, students must be projected 2026 graduates and in good standing at the school. Analysts should have an interest in the financial services industry and be eager to learn and make an impact.
  Position
  Rockefeller Capital Management’s Legal and Compliance department is looking for a Summer Analyst to provide support across the department. The Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterprise Compliance; and (4) Corporate and Enterprise Legal.
  The Summer Analyst will have the opportunity to work alongside legal and compliance professionals that provide day-to-day support to our business segments and across the enterprise. The ideal candidate is one who is thorough, operates with a high attention to detail, has strong communication, research, time management and problem-solving skills, can manage multiple projects simultaneously, and is driven to develop and grow in their role.
  
  Responsibilities
  
  
  • Assist litigation and investigations counsel with factual and/or legal research.
  • Assist anti-money laundering compliance professionals with various tasks, including due diligence on clients or business opportunities.
  • Assist corporate counsel with preparing and/or reviewing NDAs and other basic corporate contracts.
  • Assist corporate counsel with recordkeeping and preparing contract packages for signature by internal and external parties.
  • Conduct research on regulatory developments and work with management to develop action plans.
  • Develop Compliance Training modules.
  • Enhance Compliance Metrics and Reporting templates.
  • Assist in the preparation of meeting materials and/or decks/slides.
  
  Qualifications
  
  
  • High school degree required.
  • Pursuing a degree with a concentration in Finance, Economics, Criminal Justice, Political Science, Forensics, or Business is desirable, but not required.
  • Aspiring law student is a plus.
  • Prior internship experience in financial services or legal/compliance experience a plus.
  
  Skills
  
  
  • Proactive; the ability to respond creatively and quickly in a fast-paced, changing environment
  • Strong technology skills with the ability to create efficiencies and understand different systems and processes
  • Ability to work independently under general direction with latitude for initiative and independent judgment
  • Strong analytical and organizational skills
  • Excellent interpersonal and communication skills; the ability to articulate ideas clearly
  • Highly motivated and adaptable; the ability to work on a team of diverse individuals
  • Displays commitment to excellence and attention to detail with sound judgment and integrity
  • Ability to work effectively and professionally at all levels within the organization
  • Maintains confidentiality of information, exercises appropriate discretion and uses information appropriately
  • Completes work in a timely manner, prioritizes competing demands appropriately and meets deadlines
  • Ability to adapt and be flexible to changing priorities on a daily basis
  • High proficiency in Microsoft Office – Outlook, Word, Excel and Power Point
  
  Compensation Range
  
  
  The anticipated hourly rate for this role is $35/hour. Hourly rate for the role will depend on several factors, including a candidate’s qualifications, skills, competencies, and experience, and may fall outside of the range shown. Visit careers.rockco.com to learn more about additional opportunities and benefits offerings.
  
  Disclosure
  
  
  Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).
  Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.
  
  
  • High school degree required.
  • Pursuing a degree with a concentration in Finance, Economics, Criminal Justice, Political Science, Forensics, or Business is desirable, but not required.
  • Aspiring law student is a plus.
  • Prior internship experience in financial services or legal/compliance experience a plus.
  
  
  • Assist litigation and investigations counsel with factual and/or legal research.
  • Assist anti-money laundering compliance professionals with various tasks, including due diligence on clients or business opportunities.
  • Assist corporate counsel with preparing and/or reviewing NDAs and other basic corporate contracts.
  • Assist corporate counsel with recordkeeping and preparing contract packages for signature by internal and external parties.
  • Conduct research on regulatory developments and work with management to develop action plans.
  • Develop Compliance Training modules.
  • Enhance Compliance Metrics and Reporting templates.
  • Assist in the preparation of meeting materials and/or decks/slides.

• About the company

  Rockefeller Capital Management is a leading independent financial services firm led by President and Chief Executive Officer Gregory J. Fleming

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