Symetra
Market Conduct Compliance Consultant - Remote
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Job Description
- Req#: 9048
Employer Industry: Financial Services
Why consider this job opportunity:
- Salary up to $142,300, plus eligibility for annual bonus programs
- Flexible full-time or hybrid telecommuting arrangements
- Generous paid time off, including vacation, sick time, flex days, and ten paid holidays
- 401(k) plan with immediate vesting and company matching up to 6%
- Supportive work environment that values employee voices and career growth
- Opportunities to engage in community service with company matching contributions
What to Expect (Job Responsibilities):
- Serve as the lead Compliance representative for market conduct examinations and regulatory data calls, ensuring timely and accurate responses
- Collaborate with various teams to ensure documentation meets regulatory expectations and exam readiness standards
- Independently manage complex market conduct and regulatory projects, possibly supervising junior analysts
- Advise management on compliance issues related to market conduct trends and assist in enhancing procedures to mitigate identified risks
- Utilize data analysis tools to track complaint trends and support risk mitigation efforts
What is Required (Qualifications):
- College degree or equivalent experience required
- Typically 8–10+ years of compliance experience with a focus on market conduct examinations and regulatory inquiries
- Strong understanding of the life and annuity insurance industry and related regulatory frameworks
- Prior experience interacting with regulators and preparing executive-level compliance summaries required
- Excellent analytical, communication, and organizational skills, with the ability to synthesize complex regulatory findings
How to Stand Out (Preferred Qualifications):
- Familiarity with the NAIC Market Regulation Handbook, Regulation 60, and state data call processes
- Experience managing or participating in state Market Conduct Examinations or similar regulatory reviews
- Strong technical proficiency in data analytics tools such as Power BI
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We are not the EOR (Employer of Record) for this position. Our role in this specific opportunity is to connect outstanding candidates with a top-tier employer."About the company
Symetra is a United States-based family of companies providing retirement plans, employee benefits, annuities and life insurance through independent distributors nationwide.
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