Qualifications:
 0-3 years of broker dealer corporate actions experience at an investment bank is required.
 Strong communication skills and the ability to work under pressure and within tight deadlines.
 Previous supervisory experience in a bonus
 A strong risk mindset with the ability to identify, assess, and mitigate risks associated with voluntary corporate actions.
 A creative mindset with the ability to identify opportunities for process improvement, automation, and the use of new technologies.
 Highly organized and results-oriented with the ability to manage competing priorities.
 A strong attitude towards collaboration and the ability to challenge and drive process change.
 Ability to analyze complex events to identify potential risks and take necessary actions to mitigate such risks.
Requirements:
 Bachelor’s degree in finance, economics, or a related field.
 Ability to work in a fast-paced environment and handle multiple deadlines per day.
 Familiarity with operational mechanics involved in processing voluntary corporate actions, including but not limited to handling stockholder responses, instructing custodians, and tracking of deadlines.
 Experience with DTC Corporate Action processing functions including PTOP, PSOP and DWAC and broker dealer operations
 Familiarity with securities products such as equities, fixed income, prime brokerage, and stock lending.
 Experience in working with the relevant stakeholders such as clients, internal business units, and external parties to facilitate the processing of voluntary corporate actions in a timely and efficient manner.
 Strong analytical skills and attention to detail.
 Familiarity with Swifts and election process with Non US Agents and Depositories
 Familiarity with new business intelligence tools and automation opportunities.
Overall, the ideal candidate for this position should possess a strong risk mindset, a creative approach to problem-solving, and the ability to collaborate with multiple stakeholders to ensure timely and accurate processing of voluntary corporate actions while migrating potential risks.


*LI-UBS