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Supervisory Analyst
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Job Description
- Req#: 7740
Employer Industry: Wealth Management and Investment Banking Firm
Why consider this job opportunity:
- Salary up to $170,000.00 per year
- Discretionary bonuses and a comprehensive benefits package including health, dental, and vision insurance
- Opportunities for professional development through tuition and certification assistance programs
- Flexible spending accounts and paid time off
- Work in a collaborative and innovative environment
- Join a well-established firm with over 130 years in the industry
What to Expect (Job Responsibilities):
- Review all equity research products for compliance with FINRA, FCA, IIROC, and company policies
- Edit and oversee compliance of research materials before public release
- Ensure timely publication of research reports and materials
- Participate in team meetings, which may occur outside of regular work hours
- Perform additional related duties as assigned
What is Required (Qualifications):
- Minimum of 6 years of experience as a Supervisory Analyst
- Strong knowledge of FINRA rules and regulations; knowledge of FCA, FINMA, and CIRO is helpful
- Experience editing securities documents
- Effective communication skills, both written and verbal
- Ability to manage priorities and meet tight deadlines
How to Stand Out (Preferred Qualifications):
- Experience with the Blue Matrix publishing system
- Strong financial services background
- Good interpersonal skills and ability to work independently or as part of a team
- Detail-oriented with a focus on accuracy and compliance
#WealthManagement #InvestmentBanking #FinancialServices #CareerGrowth #Compliance #JobOpportunity
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