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Compliance Surveillance Analyst
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Job Description
- Req#: 8301644002
Employer Industry: Market Intelligence and Compliance Solutions
Why consider this job opportunity:
- Salary up to $57,000 USD
- Potential for performance-based bonuses and equity options
- Comprehensive benefits program available
- Opportunity for career advancement within a rapidly growing company
- Fast-paced and dynamic work environment that encourages innovation
- Join a team committed to maintaining the highest legal and regulatory standards
What to Expect (Job Responsibilities):
- Review expert call transcripts to identify and address instances of material nonpublic and confidential information
- Conduct due diligence reviews and document any violations, escalating non-compliance as necessary
- Perform advanced research of financial reports and regulatory filings using internal and external resources
- Manage internal and external communications efficiently in a time-sensitive environment
- Maintain accurate data on processes, transcripts, and workflows while identifying operational efficiency improvements
What is Required (Qualifications):
- 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar role
- Strong attention to detail and reading comprehension skills, with experience in proofreading and drafting
- Ability to prioritize tasks and manage time effectively while remaining organized
- Adaptability to thrive in a fast-paced environment with changing priorities
- Strong research and investigative skills
How to Stand Out (Preferred Qualifications):
- Experience working in compliance or regulatory roles
- Familiarity with financial reports and regulatory filings
- Knowledge of industry standards related to confidentiality and information security
- Demonstrated ability to contribute to innovative solutions in a compliance context
#MarketIntelligence #Compliance #CareerOpportunity #CompetitivePay #FastPacedEnvironment
"We prioritize candidate privacy and champion equal-opportunity employment. Central to our mission is our partnership with companies that share this commitment. We aim to foster a fair, transparent, and secure hiring environment for all. If you encounter any employer not adhering to these principles, please bring it to our attention immediately. We are not the EOR (Employer of Record) for this position. Our role in this specific opportunity is to connect outstanding candidates with a top-tier employer."About the company
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