eToro
Associate Compliance Analyst - Temporary 6 month FTC
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Job Description
- Req#: 93.76B
Employer Industry: Financial Technology
Why consider this job opportunity:
- Salary range of $70,000 - $80,000 per annum
- Comprehensive benefits package including health insurance coverage for employees
- Daily lunch allowance and gym stipend
- 6% 401K match to support your retirement savings
- Opportunity to work in a fast-paced, innovative environment with a focus on compliance and regulatory requirements
- Flexible remote work opportunity within the U.S.
What to Expect (Job Responsibilities):
- Maintain and manage the policies and procedures inventory, ensuring timely reviews and approvals
- Conduct ongoing associate surveillance related to gifts, entertainment, and political contributions
- Manage the tracking and regulatory reporting for the Firm’s Complaints program
- Support compliance testing and ensure adherence to regulatory reporting requirements
- Recommend necessary changes to business unit procedures to address compliance gaps
What is Required (Qualifications):
- Bachelor’s degree required; advanced degree is a plus
- FINRA Series 7 and 24 required; Series 4 preferred
- Minimum of 2 years of experience in a compliance function with familiarity in Broker Dealer rules and regulations
- Strong understanding of capital markets and the broker dealer industry
- Proficiency in MS Office (Word, Excel, PowerPoint, and Outlook)
How to Stand Out (Preferred Qualifications):
- Knowledge or familiarity with money transmitter licenses
- Experience in monitoring, testing, and conducting risk assessments
- Strong analytical thinking and problem-solving abilities
- Excellent communication, presentation, and interpersonal skills
- Ability to thrive in a fast-paced start-up environment
#FinancialTechnology #Compliance #RemoteWork #CareerOpportunity #CompetitiveBenefits
"We prioritize candidate privacy and champion equal-opportunity employment. Central to our mission is our partnership with companies that share this commitment. We aim to foster a fair, transparent, and secure hiring environment for all. If you encounter any employer not adhering to these principles, please bring it to our attention immediately. We are not the EOR (Employer of Record) for this position. Our role in this specific opportunity is to connect outstanding candidates with a top-tier employer."About the company
eToro is an Israeli social trading and multi-asset brokerage company that focuses on providing financial and copy trading services.
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